The development and evolution of theoretical frameworks for behavior change in the implementation science: a scoping review_Chinese Journal of Evidence-Based Medicine

Authors：

ZHOU Yiwen ,  GU Ying , YU Zhuowen , WANG Yingwen

Children’s Hospital of Fudan University, Shanghai 201102, P. R. China;

Corresponding author：

GU Ying, Email: guying0128@aliyun.com

Keywords：

Theoretical domains framework; Behavior change wheel; Behavior change technique; Scoping review

DOI：

10.7507/1672-2531.202301035

Video：

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Objective To analyze the development and evolution of the theoretical domains framework (TDF), behavior change wheel (BCW), and behavior change technique (BCT). Methods The PubMed, EMbase, EBSCO, Web of Science, CNKI, WanFang Data, VIP and CBM databases were electronically searched to collect related studies on the establishment and development of theoretical frameworks for behavior change from the inception to September 4, 2022. Two researchers independently screened the literature, extracted the data, and conducted qualitative analysis and summary. Results A total of 11 studies were included, and the establishment and development of TDF, BCW and BCT taxonomy was analyzed, integrated and presented in this article. Conclusion TDF, BCW and BCT taxonomy are the fundamental theoretical framework of behavior change, which can be used independently and can be mapped and integrated with each other, providing theoretical guidance for the analysis of obstacles and promoting factors in the implementation of research and the design of intervention measures, with good promotion value. However, there are few domestic applications, so expanding the application in the local environment is necessary.

Citation： ZHOU Yiwen, GU Ying, YU Zhuowen, WANG Yingwen. The development and evolution of theoretical frameworks for behavior change in the implementation science: a scoping review. Chinese Journal of Evidence-Based Medicine, 2023, 23(6): 715-724. doi: 10.7507/1672-2531.202301035 Copy

1.	Morris ZS, Wooding S, Grant J. The answer is 17 years, what is the question: understanding time lags in translational research. J R Soc Med, 2011, 104(12): 510-520.
2.	Kelly MP, Barker M. Why is changing health-related behaviour so difficult. Public Health, 2016, 136: 109-116.
3.	Hall A, Richmond H, Mahoney K, et al. Changing health-related behaviors 3: lessons from implementation science. Methods Mol Biol, 2021, 2249: 571-595.
4.	Michie S, Johnston M, Abraham C, et al. Making psychological theory useful for implementing evidence based practice: a consensus approach. Qual Saf Health Care, 2005, 14(1): 26-33.
5.	Kolehmainen N, Francis JJ, Ramsay CR, et al. Participation in physical play and leisure: developing a theory- and evidence-based intervention for children with motor impairments. BMC Pediatr, 2011, 11: 100.
6.	Nicholson SL, Donaghy M, Johnston M, et al. A qualitative theory guided analysis of stroke survivors' perceived barriers and facilitators to physical activity. Disabil Rehabil, 2014, 36(22): 1857-1868.
7.	Michie S, van Stralen MM, West R. The behaviour change wheel: a new method for characterising and designing behaviour change interventions. Implement Sci, 2011, 6: 42.
8.	Michie S, Richardson M, Johnston M, et al. The behavior change technique taxonomy (v1) of 93 hierarchically clustered techniques: building an international consensus for the reporting of behavior change interventions. Ann Behav Med, 2013, 46(1): 81-95.
9.	Phillips CJ, Marshall AP, Chaves NJ, et al. Experiences of using the theoretical domains framework across diverse clinical environments: a qualitative study. J Multidiscip Healthc, 2015, 8: 139-146.
10.	花文哲, 刘珊珊, 朱大乔. 理论域框架的发展及其应用进展. 护理研究, 2016, 30(18): 2177-2179.
11.	宫建美, 杜建时, 韩冬梅, 等. 基于理论域框架和行为改变轮的医用弹力袜护理标准化实践方案的构建. 护理研究, 2022, 36(16): 2852-2859.
12.	刘梦如, 任凭, 梁发存, 等. COM-B模型概述及其应用现状. 全科护理, 2022, 20(1): 44-48.
13.	Arksey H, O'Malley L. Scoping studies: towards a methodological framework. Int J Soc Res Methodol, 2005, 8(1): 19-32.
14.	Tricco AC, Lillie E, Zarin W, et al. PRISMA extension for scoping reviews (PRISMA-ScR): checklist and explanation. Ann Intern Med, 2018, 169(7): 467-473.
15.	仇如霞, 顾艳荭. 范围综述报告规范(PRISMA-ScR)的解读. 中国循证医学杂志, 2022, 22(6): 722-730.
16.	Cane J, O'Connor D, Michie S. Validation of the theoretical domains framework for use in behaviour change and implementation research. Implement Sci, 2012, 7: 37.
17.	French SD, Green SE, O'Connor DA, et al. Developing theory-informed behaviour change interventions to implement evidence into practice: a systematic approach using the theoretical domains framework. Implement Sci, 2012, 7: 38.
18.	Atkins L, Francis J, Islam R, et al. A guide to using the theoretical domains framework of behaviour change to investigate implementation problems. Implement Sci, 2017, 12(1): 77.
19.	Michie S, Atkins L, West R. The behaviour change wheel: a guide to designing interventions. London: Silverback Publishing, 2014.
20.	West R, Michie S. A brief introduction to the COM-B model of behaviour and the PRIME theory of motivation. Qeios, 2020.
21.	Abraham C, Michie S. A taxonomy of behavior change techniques used in interventions. Health Psychol, 2008, 27(3): 379-387.
22.	Michie S, Wood CE, Johnston M, et al. Behaviour change techniques: the development and evaluation of a taxonomic method for reporting and describing behaviour change interventions (a suite of five studies involving consensus methods, randomised controlled trials and analysis of qualitative data). Health Technol Assess, 2015, 19(99): 1-188.
23.	Michie S, Carey RN, Johnston M, et al. From theory-inspired to theory-based interventions: a protocol for developing and testing a methodology for linking behaviour change techniques to theoretical mechanisms of action. Ann Behav Med, 2018, 52(6): 501-512.
24.	Lorencatto F, West R, Michie S. Specifying evidence-based behavior change techniques to aid smoking cessation in pregnancy. Nicotine Tob Res, 2012, 14(9): 1019-1026.
25.	Michie S, Whittington C, Hamoudi Z, et al. Identification of behaviour change techniques to reduce excessive alcohol consumption. Addiction, 2012, 107(8): 1431-1440.
26.	Michie S, Abraham C, Whittington C, et al. Effective techniques in healthy eating and physical activity interventions: a meta-regression. Health Psychol, 2009, 28(6): 690-701.
27.	Davis R, Campbell R, Hildon Z, et al. Theories of behaviour and behaviour change across the social and behavioural sciences: a scoping review. Health Psychol Rev, 2015, 9(3): 323-344.
28.	Glanz K, Bishop DB. The role of behavioral science theory in development and implementation of public health interventions. Annu Rev Public Health, 2010, 31: 399-418.
29.	Yoong SL, Grady A, Seward K, et al. The impact of a childcare food service intervention on child dietary intake in care: an exploratory cluster randomized controlled trial. Am J Health Promot, 2019, 33(7): 991-1001.
30.	Nilsen P. Making sense of implementation theories, models and frameworks. Implement Sci, 2015, 10: 53.
31.	Nathan N, Elton B, Babic M, et al. Barriers and facilitators to the implementation of physical activity policies in schools: a systematic review. Prev Med, 2018, 107: 45-53.
32.	Marks DF. The COM-B system of behaviour change: properties, problems and prospects. Qeios, 2020.
33.	Anselma M, Chinapaw MJM, Kornet-van der Aa DA, et al. Effectiveness and promising behavior change techniques of interventions targeting energy balance related behaviors in children from lower socioeconomic environments: a systematic review. PLoS One, 2020, 15(9): e0237969.
34.	Kok G, Gottlieb NH, Peters GJ, et al. A taxonomy of behaviour change methods: an intervention mapping approach. Health Psychol Rev, 2016, 10(3): 297-312.
35.	Cane J, Richardson M, Johnston M, et al. From lists of behaviour change techniques (BCTs) to structured hierarchies: comparison of two methods of developing a hierarchy of BCTs. Br J Health Psychol, 2015, 20(1): 130-150.
36.	Atkins L, Stefanidou C, Chadborn T, et al. Influences on NHS health check behaviours: a systematic review. BMC Public Health, 2020, 20(1): 1359.
37.	Francis JJ, O'Connor D, Curran J. Theories of behaviour change synthesised into a set of theoretical groupings: introducing a thematic series on the theoretical domains framework. Implement Sci, 2012, 7: 35.
38.	Sales AE, Ersek M, Intrator OK, et al. Implementing goals of care conversations with veterans in VA long-term care setting: a mixed methods protocol. Implement Sci, 2016, 11(1): 132.
39.	陈文嘉, 徐东, 李慧, 等. 实施科学理论的分类与介绍. 中国循证医学杂志, 2020, 20(8): 986-992.

1. Morris ZS, Wooding S, Grant J. The answer is 17 years, what is the question: understanding time lags in translational research. J R Soc Med, 2011, 104(12): 510-520.
2. Kelly MP, Barker M. Why is changing health-related behaviour so difficult. Public Health, 2016, 136: 109-116.
3. Hall A, Richmond H, Mahoney K, et al. Changing health-related behaviors 3: lessons from implementation science. Methods Mol Biol, 2021, 2249: 571-595.
4. Michie S, Johnston M, Abraham C, et al. Making psychological theory useful for implementing evidence based practice: a consensus approach. Qual Saf Health Care, 2005, 14(1): 26-33.
5. Kolehmainen N, Francis JJ, Ramsay CR, et al. Participation in physical play and leisure: developing a theory- and evidence-based intervention for children with motor impairments. BMC Pediatr, 2011, 11: 100.
6. Nicholson SL, Donaghy M, Johnston M, et al. A qualitative theory guided analysis of stroke survivors' perceived barriers and facilitators to physical activity. Disabil Rehabil, 2014, 36(22): 1857-1868.
7. Michie S, van Stralen MM, West R. The behaviour change wheel: a new method for characterising and designing behaviour change interventions. Implement Sci, 2011, 6: 42.
8. Michie S, Richardson M, Johnston M, et al. The behavior change technique taxonomy (v1) of 93 hierarchically clustered techniques: building an international consensus for the reporting of behavior change interventions. Ann Behav Med, 2013, 46(1): 81-95.
9. Phillips CJ, Marshall AP, Chaves NJ, et al. Experiences of using the theoretical domains framework across diverse clinical environments: a qualitative study. J Multidiscip Healthc, 2015, 8: 139-146.
10. 花文哲, 刘珊珊, 朱大乔. 理论域框架的发展及其应用进展. 护理研究, 2016, 30(18): 2177-2179.
11. 宫建美, 杜建时, 韩冬梅, 等. 基于理论域框架和行为改变轮的医用弹力袜护理标准化实践方案的构建. 护理研究, 2022, 36(16): 2852-2859.
12. 刘梦如, 任凭, 梁发存, 等. COM-B模型概述及其应用现状. 全科护理, 2022, 20(1): 44-48.
13. Arksey H, O'Malley L. Scoping studies: towards a methodological framework. Int J Soc Res Methodol, 2005, 8(1): 19-32.
14. Tricco AC, Lillie E, Zarin W, et al. PRISMA extension for scoping reviews (PRISMA-ScR): checklist and explanation. Ann Intern Med, 2018, 169(7): 467-473.
15. 仇如霞, 顾艳荭. 范围综述报告规范(PRISMA-ScR)的解读. 中国循证医学杂志, 2022, 22(6): 722-730.
16. Cane J, O'Connor D, Michie S. Validation of the theoretical domains framework for use in behaviour change and implementation research. Implement Sci, 2012, 7: 37.
17. French SD, Green SE, O'Connor DA, et al. Developing theory-informed behaviour change interventions to implement evidence into practice: a systematic approach using the theoretical domains framework. Implement Sci, 2012, 7: 38.
18. Atkins L, Francis J, Islam R, et al. A guide to using the theoretical domains framework of behaviour change to investigate implementation problems. Implement Sci, 2017, 12(1): 77.
19. Michie S, Atkins L, West R. The behaviour change wheel: a guide to designing interventions. London: Silverback Publishing, 2014.
20. West R, Michie S. A brief introduction to the COM-B model of behaviour and the PRIME theory of motivation. Qeios, 2020.
21. Abraham C, Michie S. A taxonomy of behavior change techniques used in interventions. Health Psychol, 2008, 27(3): 379-387.
22. Michie S, Wood CE, Johnston M, et al. Behaviour change techniques: the development and evaluation of a taxonomic method for reporting and describing behaviour change interventions (a suite of five studies involving consensus methods, randomised controlled trials and analysis of qualitative data). Health Technol Assess, 2015, 19(99): 1-188.
23. Michie S, Carey RN, Johnston M, et al. From theory-inspired to theory-based interventions: a protocol for developing and testing a methodology for linking behaviour change techniques to theoretical mechanisms of action. Ann Behav Med, 2018, 52(6): 501-512.
24. Lorencatto F, West R, Michie S. Specifying evidence-based behavior change techniques to aid smoking cessation in pregnancy. Nicotine Tob Res, 2012, 14(9): 1019-1026.
25. Michie S, Whittington C, Hamoudi Z, et al. Identification of behaviour change techniques to reduce excessive alcohol consumption. Addiction, 2012, 107(8): 1431-1440.
26. Michie S, Abraham C, Whittington C, et al. Effective techniques in healthy eating and physical activity interventions: a meta-regression. Health Psychol, 2009, 28(6): 690-701.
27. Davis R, Campbell R, Hildon Z, et al. Theories of behaviour and behaviour change across the social and behavioural sciences: a scoping review. Health Psychol Rev, 2015, 9(3): 323-344.
28. Glanz K, Bishop DB. The role of behavioral science theory in development and implementation of public health interventions. Annu Rev Public Health, 2010, 31: 399-418.
29. Yoong SL, Grady A, Seward K, et al. The impact of a childcare food service intervention on child dietary intake in care: an exploratory cluster randomized controlled trial. Am J Health Promot, 2019, 33(7): 991-1001.
30. Nilsen P. Making sense of implementation theories, models and frameworks. Implement Sci, 2015, 10: 53.
31. Nathan N, Elton B, Babic M, et al. Barriers and facilitators to the implementation of physical activity policies in schools: a systematic review. Prev Med, 2018, 107: 45-53.
32. Marks DF. The COM-B system of behaviour change: properties, problems and prospects. Qeios, 2020.
33. Anselma M, Chinapaw MJM, Kornet-van der Aa DA, et al. Effectiveness and promising behavior change techniques of interventions targeting energy balance related behaviors in children from lower socioeconomic environments: a systematic review. PLoS One, 2020, 15(9): e0237969.
34. Kok G, Gottlieb NH, Peters GJ, et al. A taxonomy of behaviour change methods: an intervention mapping approach. Health Psychol Rev, 2016, 10(3): 297-312.
35. Cane J, Richardson M, Johnston M, et al. From lists of behaviour change techniques (BCTs) to structured hierarchies: comparison of two methods of developing a hierarchy of BCTs. Br J Health Psychol, 2015, 20(1): 130-150.
36. Atkins L, Stefanidou C, Chadborn T, et al. Influences on NHS health check behaviours: a systematic review. BMC Public Health, 2020, 20(1): 1359.
37. Francis JJ, O'Connor D, Curran J. Theories of behaviour change synthesised into a set of theoretical groupings: introducing a thematic series on the theoretical domains framework. Implement Sci, 2012, 7: 35.
38. Sales AE, Ersek M, Intrator OK, et al. Implementing goals of care conversations with veterans in VA long-term care setting: a mixed methods protocol. Implement Sci, 2016, 11(1): 132.
39. 陈文嘉, 徐东, 李慧, 等. 实施科学理论的分类与介绍. 中国循证医学杂志, 2020, 20(8): 986-992.

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